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Compact for Open-Access Publishing Equity

September 15th, 2009 by jbj

Readers of Open Access Anthropology will want to check out the announcements for (and press coverage of) the Compact for Open-Access Publishing Equity that was just announced by Cornell, Dartmouth, Harvard, MIT and Berkeley.

I just finished speaking to Inside Higher Education about it for a story that they will run tomorrow.  I had not yet read the “OA Compact” statement yet, which added to my nerves about weighing in on it (via a phone interview). I may or may not need to explain myself after the story runs.  Having now read the core documents, I can just state at this stage that I very much support open access and I believe in new kinds of university (college, museum, etc.) investments in it.  I believe that different ways of spending on scholarly communication can change the publishing landscape in good ways, including equitable ways.  My sense of the equities that matter here include not just equity between modes of publication but also social justice issues.  This new development could lead to good of many kinds, but my own preference would be for institutional investments at the journal (or journal program) level rather than at the article/author level.

This scheme will make the literature more accessible to readers, which is a wonderful thing, but in fields like anthropology and folklore studies, where authors can make very important contributions without being attached to major western research universities, it may increase barriers to authorship in unhelpful ways.  It may also, by handing private for-profit publishers a new business model and the cash payments to go with it, continue the current arrangement in which large commercial firms lay claim to ever larger amounts of the commonwealth–overtly in the form of university-paid page charges, and covertly in the form of research-derived IP (often publicly funded), uncompensated editorial work, uncompensated peer-review, unpaid-for office space, equipment, etc. and freely provided graduate assistant-based editorial staff support.

This announcement is big and dramatic.  As with the green OA mandates, it represents a step by some major universities to change the terms under which our publishing system works.  It is a major move for OA.  I like that.  I hope that it prompts renewed discussion of the many big issues at stake.

PS:  Thankfully the statement’s architects acknowledge that a minority of gold OA journals are author-pays journals (contra the AAA and its associates). If the scheme works, I suspect that most gold OA journals will move towards author-pays.  This is one place where I agree with several AAA-sanctioned voices.  The growth of author-pays models could really harm existing authors in anthropology and folklore studies and could make the inclusion of as-yet-unheard from voices that much more difficult.  If this is the path that we wind up taking toward gold OA, we will have to work really hard to build and fund a subsidy (or waiver) system sufficient for the inclusion of the vast range of people (=potential authors) who will not have access to institutional author-fee support.

Tags: Announcements · Economic Issues · OA Journal News · OA Journals · Openness2 Comments

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  • 1 Stevan Harnad Sep 15, 2009 at 11:41 am

    PRE-EMPTIVE OPEN ACCESS PUBLISHING “COMPACTS”: DON’T SAY I DIDN’T WARN YOU

    I’ve said this so often now, unheeded, that all I can do is echo it yet again:

    Regardless of the size of the asking price (“reasonable” or unreasonable), it is an enormous strategic mistake for a university or research funder to commit to pre-emptive payment of Open Access Journal Publishing fees (Gold OA) until and unless the university or funder has first mandated Green OA self-archiving for all of its own published journal article output (regardless of whether published in OA or non-OA journals).

    There are so far five signatories to the “Compact for Open-Access Equity.” Two of them have mandated Green OA (Harvard and MIT) and three have not (Cornell, Dartmouth, Berkeley). Many non-mandating universities have also been committing to the the pre-emptive SCOAP3 consortium.

    If Harvard’s and MIT’s example is followed, and Green OA mandates grow globally ahead of Gold OA commitments, then there’s no harm done.

    But if it is instead pre-emptive commitments to fund Gold OA that grow, at the expense of mandates to provide Green OA, then the worldwide research community will yet again have shot itself in the foot insofar as universal OA — so long within its reach, yet still not grasped — is concerned.

    Harnad, S. (1991) Post-Gutenberg Galaxy: The Fourth Revolution in the Means of Production of Knowledge. Public-Access Computer Systems Review 2 (1): 39 – 53

    Harnad, S. (1995) Universal FTP Archives for Esoteric Science and Scholarship: A Subversive Proposal. In: Ann Okerson & James O’Donnell (Eds.) Scholarly Journals at the Crossroads; A Subversive Proposal for Electronic Publishing. Washington, DC., Association of Research Libraries, June 1995.

    Harnad, S. (1999) Free at Last: The Future of Peer-Reviewed Journals. D-Lib Magazine 5(12) December 1999

    Harnad, S., Carr, L., Brody, T. & Oppenheim, C. (2003) Mandated online RAE CVs Linked to University Eprint Archives. Ariadne 35.

    Harnad, S., Brody, T., Vallieres, F., Carr, L., Hitchcock, S., Gingras, Y, Oppenheim, C., Stamerjohanns, H., & Hilf, E. (2004) The Access/Impact Problem and the Green and Gold Roads to Open Access. Serials Review 30. Shorter version: The green and the gold roads to Open Access. Nature Web Focus.

    Harnad, S. (2006) Opening Access by Overcoming Zeno’s Paralysis, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects. Chandos.

    Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L’Harmattan. 99-106.

    Harnad, S. (2008) The PostGutenberg Open Access Journal. To appear in: Cope, B. & Phillips, A (Eds.) The Future of the Academic Journal. Chandos.

    Hyperlinked version of this posting:
    http://openaccess.eprints.org/index.php?/archives/627-guid.html

  • [...] for Open-Access Publishing Equity. I offer a bit more of my thinking on this new development at Open Access Anthropology, where Stevan Harnad has already left a comment that can also be found [...]